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Activity Quote by Mary Schapiro

“Brokerage firms and their executives cannot use threats regarding research…” quote by Mary Schapiro
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“Brokerage firms and their executives cannot use threats regarding research activities as a way to obtain investment banking business. The threat to drop research coverage if Piper were not selected as the lead underwriter for a secondary offering was totally inappropriate and undermines the integrity of the market.”

Mary Schapiro

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