There are no absolutes in this world, and there will always be mistakes that are made within brokerage firms; there will always… — Mary Schapiro Copy Share Image
Brokerage firms and their executives cannot use threats regarding research activities as a way to obtain investment banking business. The threat to… — Mary Schapiro Copy Share Image
Brokerage firms don't sell customers stock so much as they sell those horrible mutual funds — Michael Steinhardt Copy Share Image
In the 1970s we saw a massive shift of household savings from the banks to the brokerage firms. — Ron Chernow Copy Share Image
