Compliance Quote by Christopher Manske

“Fifteen years ago, this would have been insider trading, but that quaint concept had disappeared a decade or two ago when so many brokers…

— Max Barry

Brokers are sharks, and you have to always be prepared for the worst.

— Ryan Serhant

But when that information travels only to a privileged few, when it is used to profit at the expense of the investing public, when…

— Arthur Levitt Jr

Full service brokers, in this day and age of low cost mutual funds and discount brokers, are really nothing more than machines for ripping…

— Joel Spolsky

The time has come for all evangelists to practice full financial disclosure. The world is watching how we walk and how we talk. We…

— Billy Graham

Not all those who are attempting to conduct successful businesses are profiteers

— Calvin Coolidge

“Insider trading is a serious crime. Do you know what the penalty for doing it is? Nothing, if you’re a member of Congress.
”

— Jarod Kintz

“Each of these ubiquitous marketplaces has found a way to succeed not only in making markets thick, uncongested, and safe, but also in making…

— Alvin E. Roth

There are rules in advertising, and those rules are self-imposed by the client companies because they don't want their products to be seen as…

— Paul Arden

A broker who discovers an undervalued stock does not advertise it until he has bought a large enough quantity without letting the price go…

— Sucheta Dalal

President Obama signed a bill preventing members of Congress from profiting from insider trading. Didn't you think that was already illegal?

— Jay Leno

I have very little respect for the integrity of the trading on the exchange in most stocks. And I have particular disdain for the…

— Steve Wynn